|
|
|
|
|
|
| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 | | OMB APPROVAL | | OMB Number: | 3235-0104 | | Expires: | February 28, 2011 | | Estimated average burden | | hours per response | 0.5 |
|
|
1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 07/08/2008 | 3. Issuer Name and Ticker or Trading Symbol CUMMINS INC
[CMI]
| 4. Relationship of Reporting Person(s) to Issuer
(Check all applicable) | Director | | 10% Owner | | X | Officer (give title below) | | Other (specify below) | | Vice President |
| 5. If Amendment, Date of Original Filed (Month/Day/Year)
| 6. Individual or Joint/Group Filing (Check Applicable Line)
| X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
| 2.
Amount of Securities Owned (Instr.
4)
| 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
|---|
|
Common
|
21,332
|
D
| | |
Common
|
2,798.4178
|
I
|
ESOT
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year)
| 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Excercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)
| 6. Nature of Indirect Beneficial Ownership (Instr. 5)
|
|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
|---|
|
Stock Option (Right-to-Buy)
| 02/10/2005 | 02/10/2013 |
Common
|
7,200
|
$
12.0125
|
D
| |
| Explanation of Responses: | Remarks:
|
| David C. Wright, Attorney-in-Fact | 07/22/2008 | | ** Signature of Reporting Person | Date | | Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | | * If the form is filed by more than one reporting person, see Instruction 5(b)(v). | | ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
| | Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. | | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
I, Tony Satterthwaite, Vice President - President, Power Generation Business of
Cummins Inc. (the "Corporation"), hereby authorize and designate each of Marya
M. Rose, David C. Wright, Richard E. Harris, and Patrick J. Ward, my agent and
attorney-in-fact, with full power of substitution, to:
(1)prepare and sign on my behalf any Form 3, Form 4 or Form 5 under Section 16
of the Securities Exchange Act of 1934 and file the same with the Securities
and Exchange Commission and each stock exchange on which the Corporation's stock
is listed;
(2)prepare and sign on my behalf any Form 144 Notice under the Securities Act
of 1933 and file the same with the Securities and Exchange Commission; and
(3)do anything else necessary or proper in connection with the foregoing.
This power of attorney shall remain in effect as long as I am subject to
Section 16 with respect to the Corporation, and shall not be affected by my
subsequent disability or incompetence.
Dated: _________________Signed: ____________________________
|